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Interactive Brokers10-K: Internal control weakness

Discloses a lack of fully redundant IT systems, creating risk of business-harming failures.

Read at SEC EDGAR

What happened

The company explicitly states it does not have fully redundant IT systems, which is a significant operational control deficiency for a technology-driven global broker. Any system failure could disrupt trading for its 4.4 million customers, halting operations and causing major financial and reputational damage.

Source

Other signals in this filing (11)

Extracted by Autobound

From the Signal API record
Signal
10-K: Internal control weakness

What this signalsFilings often name leadership changes, deals and spending plans.

Period
FY2025
Fiscal year end
12/31
Filed
Feb 27, 2026

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The full record

From the Signal API record

Details

CIK
1381197
Accession number
0001381197-26-000062
Filing year
2026
Why it matters
Compliance monitoring needed
Signal category
Risk

Extraction

Confidence
High
Relevance
85%
Sentiment
Negative
Detected
Mar 3, 2026
signal_type
sec-10k
signal_subtype
internalControlWeakness

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The API returns more than this page shows

This page shows a preview. The full sec-10k record in the Signal API and MCP can also have these 8 fields. Some fields are empty for some signals.

Company

  • linkedin_urlValue in the API
  • industriesValue in the API
  • employee_count_lowValue in the API
  • employee_count_highValue in the API
  • revenueValue in the API
  • descriptionValue in the API

Signal

  • signal_nameValue in the API
  • associationValue in the API
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Show the full JSONThe record on this page and the API request

GET /v1/signals/b4874f26-6460-4e63-8e82-b14a72fef8df returns this record as JSON. POST /v1/companies/enrich returns every signal for interactivebrokers.com.

{
  "signal_id": "b4874f26-6460-4e63-8e82-b14a72fef8df",
  "signal_type": "sec-10k",
  "signal_subtype": "internalControlWeakness",
  "detected_at": "2026-03-03T05:51:05.205+00:00",
  "company": {
    "name": "Interactive Brokers",
    "domain": "interactivebrokers.com"
  },
  "data": {
    "detail": "The company explicitly states it does not have fully redundant IT systems, which is a significant operational control deficiency for a technology-driven global broker. Any system failure could disrupt trading for its 4.4 million customers, halting operations and causing major financial and reputational damage.",
    "summary": "Discloses a lack of fully redundant IT systems, creating risk of business-harming failures.",
    "excerpts": "We do not have fully redundant systems. System failures could harm our business.",
    "relevance": 0.85,
    "sentiment": "negative",
    "confidence": "high",
    "source_url": "https://www.sec.gov/Archives/edgar/data/1381197/000138119726000062/ibkr-20251231.htm",
    "filing_date": "2026-02-27",
    "filing_year": 2026,
    "fiscal_year_end": "12/31",
    "sales_relevance": "Compliance monitoring needed",
    "signal_category": "risk"
  }
}

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