Nasdaq is liable for losses if a trading counterparty fails to satisfy its obligations, a risk managed through compliance with NSCC rules. This operational and financial risk necessitates robust systems for credit monitoring, risk assessment, and ensuring compliance with clearinghouse capital requirements.
Filing excerpt
Pursuant to the rules of the NSCC and Nasdaq Execution Services’ clearing agreement, Nasdaq Execution Services is liable for any losses incurred due to a counterparty or a clearing agent’s failure to satisfy its contractual obligations, either by making payment or delivering securities.
What this signalsFilings often name leadership changes, deals and spending plans.
sec-10qcomplianceBurdenGet every 10-Q signal for Nasdaq and the companies you sell to, in the tools you already use.
Connect Autobound to Claude, Claude Code or Cursor with MCP. Then ask: “What changed at Nasdaq this week?”
The Signal API returns 10-Q signals for any list of companies as JSON, for your CRM, warehouse or app.
Sign up and spend your free credits on the companies you sell to.
This page shows a preview. The full sec-10q record in the Signal API and MCP can also have these 8 fields. Some fields are empty for some signals.
Company
linkedin_urlValue in the APIindustriesValue in the APIemployee_count_lowValue in the APIemployee_count_highValue in the APIrevenueValue in the APIdescriptionValue in the APISignal
signal_nameValue in the APIassociationValue in the APIGET /v1/signals/6a922763-593b-4ea0-93b3-feddb0e0dd5e returns this record as JSON. POST /v1/companies/enrich returns every signal for nasdaq.com.
{
"signal_id": "6a922763-593b-4ea0-93b3-feddb0e0dd5e",
"signal_type": "sec-10q",
"signal_subtype": "complianceBurden",
"detected_at": "2026-07-28T07:05:31.23+00:00",
"company": {
"name": "Nasdaq",
"domain": "nasdaq.com"
},
"data": {
"detail": "Nasdaq is liable for losses if a trading counterparty fails to satisfy its obligations, a risk managed through compliance with NSCC rules. This operational and financial risk necessitates robust systems for credit monitoring, risk assessment, and ensuring compliance with clearinghouse capital requirements.",
"metrics": {
"timeframe": "current_quarter"
},
"summary": "Nasdaq details credit risk exposure from counterparty defaults in its clearing operations",
"excerpts": "Pursuant to the rules of the NSCC and Nasdaq Execution Services’ clearing agreement, Nasdaq Execution Services is liable for any losses incurred due to a counterparty or a clearing agent’s failure to satisfy its contractual obligations, either by making payment or delivering securities.",
"relevance": 0.7,
"sentiment": "negative",
"confidence": "high",
"source_url": "https://www.sec.gov/Archives/edgar/data/1120193/000112019326000013/ndaq-20260630.htm",
"filing_date": "2026-07-23",
"filing_year": 2026,
"fiscal_year": 0,
"fiscal_year_end": "06/30",
"sales_relevance": "GRC tools needed",
"signal_category": "risk"
}
}
curl https://signals.autobound.ai/v1/signals/6a922763-593b-4ea0-93b3-feddb0e0dd5e \
-H "X-API-KEY: $AUTOBOUND_API_KEY"curl -X POST https://signals.autobound.ai/v1/companies/enrich \
-H "X-API-KEY: $AUTOBOUND_API_KEY" \
-H "Content-Type: application/json" \
-d '{"domain":"nasdaq.com","limit":20}'Long text fields are shortened on this page.
Looking up one signal by its id is free. Enrich costs 2 credits per signal returned; a call with no results is free.