The company adopted a new 'clawback' policy to comply with SEC Rule 10D-1, creating new monitoring and reporting obligations for its finance and HR departments. This regulatory requirement may trigger a need for new software or services to track, administer, and report on incentive-based compensation accurately.
Filing excerpt
97Northern Trust Corporation Rule 10D-1 Incentive-Based Compensation Recoupment Policy (incorporated herein by reference to Exhibit 97 to the Corporation’s Annual Report on Form 10-K for the fiscal year ended December 31, 2023).
What this signalsFilings often name leadership changes, deals and spending plans.
Vendors
Vendors named
sec-10kcomplianceBurdenGet every 10-K signal for Northern Trust and the companies you sell to, in the tools you already use.
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This page shows a preview. The full sec-10k record in the Signal API and MCP can also have these 8 fields. Some fields are empty for some signals.
Company
linkedin_urlValue in the APIindustriesValue in the APIemployee_count_lowValue in the APIemployee_count_highValue in the APIrevenueValue in the APIdescriptionValue in the APISignal
signal_nameValue in the APIassociationValue in the APIGET /v1/signals/3fe7af4e-89ef-4f5c-8205-7353f1653914 returns this record as JSON. POST /v1/companies/enrich returns every signal for northerntrust.com.
{
"signal_id": "3fe7af4e-89ef-4f5c-8205-7353f1653914",
"signal_type": "sec-10k",
"signal_subtype": "complianceBurden",
"detected_at": "2026-03-03T05:57:30.071+00:00",
"company": {
"name": "Northern Trust",
"domain": "northerntrust.com"
},
"data": {
"detail": "The company adopted a new 'clawback' policy to comply with SEC Rule 10D-1, creating new monitoring and reporting obligations for its finance and HR departments. This regulatory requirement may trigger a need for new software or services to track, administer, and report on incentive-based compensation accurately.",
"metrics": {
"timeframe": "current_year"
},
"summary": "Implemented new SEC Rule 10D-1 incentive compensation recoupment policy.",
"excerpts": "97Northern Trust Corporation Rule 10D-1 Incentive-Based Compensation Recoupment Policy (incorporated herein by reference to Exhibit 97 to the Corporation’s Annual Report on Form 10-K for the fiscal year ended December 31, 2023).",
"relevance": 0.75,
"sentiment": "neutral",
"confidence": "high",
"source_url": "https://www.sec.gov/Archives/edgar/data/73124/000007312426000016/ntrs-20251231.htm",
"filing_date": "2026-02-24",
"filing_year": 2026,
"fiscal_year_end": "12/31",
"sales_relevance": "GRC tools needed",
"signal_category": "risk",
"vendors_mentioned": [
"KPMG LLP",
"Wells Fargo Bank, N.A.",
"Equiniti Trust Company",
"Harris Trust and Savings Bank",
"U.S. Trust Company, N.A.",
"Evercore Trust Company, N.A.",
"Newport Trust Company"
]
}
}
curl https://signals.autobound.ai/v1/signals/3fe7af4e-89ef-4f5c-8205-7353f1653914 \
-H "X-API-KEY: $AUTOBOUND_API_KEY"curl -X POST https://signals.autobound.ai/v1/companies/enrich \
-H "X-API-KEY: $AUTOBOUND_API_KEY" \
-H "Content-Type: application/json" \
-d '{"domain":"northerntrust.com","limit":20}'Long text fields are shortened on this page.
Looking up one signal by its id is free. Enrich costs 2 credits per signal returned; a call with no results is free.