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SoFi10-Q: Governance change

CTO Jeremy Rishel adopted a Rule 10b5-1 trading plan on June 8, 2026 to sell up to 273,917 shares

What happened

On June 8, 2026, Chief Technology Officer Jeremy Rishel initiated a long-term plan to sell up to 273,917 shares of company stock.

Source

SEC EDGARAug 6, 2026

Quarterly report (Form 10-Q)

SoFi 10-Q

Filing excerpt

On June 8, 2026, Jeremy Rishel, Chief Technology Officer, adopted a trading arrangement during an open trading window for the sale of the Company’s common stock that is intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c) (a “Rule 10b5-1 Trading Plan”). Mr. Rishel’s Rule 10b5-1 Trading Plan, which has a term ending on June 30, 2027, provides for the sale of up to 273,917 shares of common stock...

sec.gov/Archives/edgar/data/1818874/000181887426000054/sofi-20260630.htmRead the full source

Other signals in this filing (6)

Extracted by Autobound

From the Signal API record
Signal
10-Q: Governance change

What this signalsFilings often name leadership changes, deals and spending plans.

Fiscal year end
06/30
Filed
Aug 6, 2026

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The full record

From the Signal API record

Details

CIK
1818874
Accession number
0001818874-26-000054
Filing year
2026
Fiscal year
0
Why it matters
Governance tools needed
Signal category
Esg

Extraction

Confidence
High
Relevance
70%
Sentiment
Neutral
Detected
Aug 11, 2026
signal_type
sec-10q
signal_subtype
governanceChange

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The API returns more than this page shows

This page shows a preview. The full sec-10q record in the Signal API and MCP can also have these 8 fields. Some fields are empty for some signals.

Company

  • linkedin_urlValue in the API
  • industriesValue in the API
  • employee_count_lowValue in the API
  • employee_count_highValue in the API
  • revenueValue in the API
  • descriptionValue in the API

Signal

  • signal_nameValue in the API
  • associationValue in the API
Show the full JSONThe record on this page and the API request

GET /v1/signals/bca42caa-7bba-4efb-b4db-a40af1533509 returns this record as JSON. POST /v1/companies/enrich returns every signal for sofi.com.

{
  "signal_id": "bca42caa-7bba-4efb-b4db-a40af1533509",
  "signal_type": "sec-10q",
  "signal_subtype": "governanceChange",
  "detected_at": "2026-08-11T08:05:03.763+00:00",
  "company": {
    "name": "SoFi",
    "domain": "sofi.com"
  },
  "data": {
    "detail": "On June 8, 2026, Chief Technology Officer Jeremy Rishel initiated a long-term plan to sell up to 273,917 shares of company stock. Such pre-planned selling by a key technology leader can sometimes precede strategic shifts or create opportunities for new vendor engagement.",
    "summary": "CTO Jeremy Rishel adopted a Rule 10b5-1 trading plan on June 8, 2026 to sell up to 273,917 shares",
    "excerpts": "On June 8, 2026, Jeremy Rishel, Chief Technology Officer, adopted a trading arrangement during an open trading window for the sale of the Company’s common stock that is intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c) (a “Rule 10b5-1 Trading Plan”). Mr. Rishel’s Rule 10b5-1 Trading Plan, which has a term ending on June 30, 2027, provides for the sale of up to 273,917 shares of common stock...",
    "relevance": 0.7,
    "sentiment": "neutral",
    "confidence": "high",
    "source_url": "https://www.sec.gov/Archives/edgar/data/1818874/000181887426000054/sofi-20260630.htm",
    "filing_date": "2026-08-06",
    "filing_year": 2026,
    "fiscal_year": 0,
    "fiscal_year_end": "06/30",
    "sales_relevance": "Governance tools needed",
    "signal_category": "esg"
  }
}

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