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Wells Fargo10-K: Compliance burden

Entered formal agreement with OCC on Sep 12, 2024 to enhance AML and sanctions risk management

Read at SEC EDGAR

Source

SEC EDGARFeb 24, 2026

Annual report (Form 10-K)

Wells Fargo 10-K

Filing excerpt

On September 12, 2024, the Company announced that Wells Fargo Bank, N.A. entered into a formal agreement with the OCC requiring the bank to enhance its anti-money laundering and sanctions risk management practices.

sec.gov/Archives/edgar/data/72971/000007297126000133/wfc-20251231_d2.htmRead the full source

Other signals in this filing (9)

Extracted by Autobound

From the Signal API record
Signal
10-K: Compliance burden

What this signalsFilings often name leadership changes, deals and spending plans.

Filed
Feb 24, 2026

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The full record

From the Signal API record

Details

CIK
72971
Accession number
0000072971-26-000133
Timeframe
Current year
Filing year
2026
Why it matters
GRC tools needed
Signal category
Risk

Extraction

Confidence
High
Relevance
90%
Sentiment
Negative
Detected
Mar 3, 2026
signal_type
sec-10k
signal_subtype
complianceBurden

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The API returns more than this page shows

This page shows a preview. The full sec-10k record in the Signal API and MCP can also have these 8 fields. Some fields are empty for some signals.

Company

  • linkedin_urlValue in the API
  • industriesValue in the API
  • employee_count_lowValue in the API
  • employee_count_highValue in the API
  • revenueValue in the API
  • descriptionValue in the API

Signal

  • signal_nameValue in the API
  • associationValue in the API
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Show the full JSONThe record on this page and the API request

GET /v1/signals/c3e39ece-b15e-41a0-937b-e4314fa0e811 returns this record as JSON. POST /v1/companies/enrich returns every signal for wellsfargo.com.

{
  "signal_id": "c3e39ece-b15e-41a0-937b-e4314fa0e811",
  "signal_type": "sec-10k",
  "signal_subtype": "complianceBurden",
  "detected_at": "2026-03-03T05:49:02.089+00:00",
  "company": {
    "name": "Wells Fargo",
    "domain": "wellsfargo.com"
  },
  "data": {
    "detail": "This agreement with the Office of the Comptroller of the Currency (OCC) mandates enhancements to anti-money laundering and sanctions risk management, creating an urgent need for compliance technology, consulting, and process overhaul to avoid further penalties.",
    "metrics": {
      "timeframe": "current_year"
    },
    "summary": "Entered formal agreement with OCC on Sep 12, 2024 to enhance AML and sanctions risk management",
    "excerpts": "On September 12, 2024, the Company announced that Wells Fargo Bank, N.A. entered into a formal agreement with the OCC requiring the bank to enhance its anti-money laundering and sanctions risk management practices.",
    "relevance": 0.9,
    "sentiment": "negative",
    "confidence": "high",
    "source_url": "https://www.sec.gov/Archives/edgar/data/72971/000007297126000133/wfc-20251231_d2.htm",
    "filing_date": "2026-02-24",
    "filing_year": 2026,
    "sales_relevance": "GRC tools needed",
    "signal_category": "risk"
  }
}

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